AS9100 Risk Management and Counterfeit Parts Prevention Audit Checklist

A comprehensive checklist for auditing and improving risk management and counterfeit parts prevention processes in aerospace and defense organizations, ensuring compliance with AS9100 standards

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About This Checklist

The AS9100 Risk Management and Counterfeit Parts Prevention Audit Checklist is a critical tool for aerospace and defense organizations to assess and improve their risk mitigation strategies and counterfeit part prevention measures. This comprehensive checklist addresses key aspects of risk identification, assessment, mitigation, and monitoring, as well as processes to detect and prevent the use of counterfeit parts in accordance with AS9100 standards. By implementing this checklist, companies can enhance their operational resilience, protect their supply chain integrity, and ensure product safety and reliability. Effective risk management and counterfeit parts prevention are essential for maintaining regulatory compliance and safeguarding the reputation of organizations in the aerospace and defense sector.

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Industry

Aerospace and Defense

Standard

AS9100 - Aerospace Quality Management

Workspaces

Corporate offices
Manufacturing Facilities
Supplier Areas

Occupations

Risk Manager
Quality Assurance Specialist
Supply Chain Manager
Procurement Specialist
Compliance Officer
1
Has a risk assessment been conducted for each supplier?
2
How many counterfeit parts incidents have been reported in the last year?
Min: 0
Target: 0
Max: 100
3
Is there a counterfeit parts prevention program in place?
4
Have risk mitigation actions been implemented for identified risks?
5
Describe the process used for part authentication.
6
Has a supply chain integrity audit been conducted in the past year?
7
How many operational disruptions occurred in the last year?
Min: 0
Target: 0
Max: 50
8
Is there a crisis management plan in place?
9
What contingency plans are in place for suppliers?
10
Have measures been assessed for their effectiveness in ensuring operational resilience?
11
Have employees received training on counterfeit parts awareness?
12
What methods are used for detecting counterfeit parts?
13
Are regular compliance checks conducted for suppliers regarding counterfeit prevention?
14
How many incidents of counterfeit parts have been reported this quarter?
Min: 0
Target: 0
Max: 20
15
Have risk mitigation strategies been developed for counterfeit parts?
16
Is there a formal process for evaluating suppliers?
17
What is the average supplier performance rating over the last year?
Min: 1
Target: 4
Max: 5
18
Are corrective action plans implemented for non-compliant suppliers?
19
Describe the mechanism for collecting feedback from suppliers.
20
Is compliance training provided to suppliers?
21
Is a quality management system (QMS) implemented in the organization?
22
Describe the documentation process for risk assessments conducted.
23
What is the defect rate of products over the last quarter?
Min: 0
Target: 0
Max: 100
24
Have supplier quality audits been conducted in the past year?
25
Are corrective actions followed up on after identification of quality issues?

FAQs

The checklist covers risk assessment methodologies, risk mitigation strategies, supplier risk management, counterfeit part detection processes, and risk monitoring and review procedures aligned with AS9100 requirements.

It provides a structured approach to evaluate and improve processes for supplier selection, part authentication, and incoming inspection, reducing the likelihood of counterfeit parts entering the supply chain.

The audit team should include risk management specialists, quality assurance personnel, supply chain managers, engineering representatives, and procurement specialists to ensure comprehensive coverage of all relevant areas.

These audits should be conducted at least annually, with more frequent assessments in high-risk areas or when significant changes occur in the supply chain or operational environment.

The checklist helps organizations systematically identify, assess, and mitigate risks across their operations and supply chain, enhancing their ability to respond to and recover from potential disruptions or quality issues.

Benefits of AS9100 Risk Management and Counterfeit Parts Prevention Audit Checklist

Ensures compliance with AS9100 risk management and counterfeit parts prevention requirements

Improves identification and mitigation of operational and supply chain risks

Enhances detection and prevention of counterfeit parts in the supply chain

Facilitates a proactive approach to potential threats and vulnerabilities

Supports continuous improvement in risk management practices