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COBIT IT Governance Audit Checklist

A comprehensive checklist for auditing IT governance practices based on the COBIT framework, covering key areas such as strategic alignment, value delivery, resource management, risk management, and performance measurement.

COBIT IT Governance Audit Checklist

by: audit-now
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About This Checklist

The COBIT IT Governance Audit Checklist is an essential tool for organizations seeking to align their IT practices with industry-leading governance frameworks. This comprehensive checklist, based on COBIT (Control Objectives for Information and Related Technologies), helps IT professionals and auditors evaluate and improve their organization's IT governance, risk management, and compliance processes. By systematically addressing key areas of IT governance, this checklist enables businesses to identify gaps, mitigate risks, and optimize their IT operations for better alignment with business objectives.

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Industry

Information Technology

Standard

COBIT - Control Objectives for Information Technologies

Workspaces

Corporate offices
IT departments
Data Centers

Occupations

IT Auditor
IT Governance Specialist
Chief Information Officer
IT Manager
Compliance Officer
1
Is the IT governance framework compliant with COBIT standards?
2
What is the risk assessment score for the current IT governance processes?
Min: 1
Target: 3
Max: 5
3
What challenges are currently faced in implementing IT governance?
4
Is there a regular review process for IT governance?
5
What is the level of stakeholder engagement in IT governance?
6
List the key performance indicators used to measure IT governance effectiveness.
7
What is the average response time for IT governance issues?
Min: 1
Target: 24
Max: 72
8
How frequently is training provided on IT governance?
9
Is there an established mechanism for reporting governance-related incidents?
10
What initiatives have been taken to improve IT governance?
11
How satisfied are stakeholders with the current IT governance framework?
12
What feedback have stakeholders provided regarding IT governance?
13
What is the stakeholder engagement score for the IT governance initiatives?
Min: 1
Target: 4
Max: 5
14
Are diverse stakeholders included in the IT governance decision-making process?
15
Describe the roles and responsibilities of key stakeholders in IT governance.
16
Is the IT governance framework compliant with relevant regulations?
17
How often are compliance audits conducted for IT governance?
Min: 1
Target: 12
Max: 52
18
Are there documented procedures for ensuring compliance in IT governance?
19
Describe the training programs related to compliance for IT governance.
20
What compliance issues have been identified and how were they resolved?
21
How effective is the current risk assessment process in identifying governance risks?
22
How many risks have been identified in the IT governance framework?
Min: 0
Target: 10
Max: 100
23
Are there mitigation plans in place for identified governance risks?
24
Describe any recent incidents related to governance risks and their impact.
25
How often are risk reviews conducted for IT governance?

FAQs

The primary purpose is to evaluate an organization's IT governance practices against the COBIT framework, identifying areas for improvement and ensuring alignment with business objectives.

This checklist is designed for IT auditors, governance professionals, CIOs, and IT managers responsible for assessing and improving IT governance within their organizations.

It's recommended to conduct a COBIT IT Governance audit annually or bi-annually, depending on the organization's size, complexity, and regulatory requirements.

The checklist covers key COBIT domains including strategic alignment, value delivery, resource management, risk management, and performance measurement of IT processes and services.

By aligning with COBIT, which is recognized by many regulatory bodies, this checklist helps organizations demonstrate compliance with various IT-related regulations and standards.

Benefits of COBIT IT Governance Audit Checklist

Ensures comprehensive coverage of COBIT framework components

Facilitates identification of IT governance gaps and improvement opportunities

Enhances alignment between IT strategies and business goals

Supports compliance with regulatory requirements and industry standards

Improves overall IT risk management and control effectiveness