Financial Services Premises Security Audit Checklist

This checklist is designed for auditors in the financial services industry to evaluate premises security by assessing both physical and procedural security measures.

by: maryamahmedk910

Get Template

About This Checklist

In the financial services sector, ensuring the safety and security of premises is crucial to protect sensitive information and maintain operational integrity. This checklist assists auditors in identifying strengths and weaknesses in security protocols, facilitating compliance with industry standards.

Learn more

Industry

Financial Services

Standard

IIA - Institute of Internal Auditors Standards

Workspaces

Data Centers

Bank Branches

Office Buildings

Occupations

Auditor

Physical Security Measures

Is the access control system functioning as intended?

Are all critical areas covered by surveillance cameras?

Are emergency exits clearly marked and accessible?

Is there a log maintained for all visitors?

Procedural Security Measures

Have all staff received security training?

Are incident reporting procedures documented and followed?

Are security audits conducted regularly?

Are data security policies in place and enforced?