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ISO 27001 Human Resource Security and Awareness Training Audit Checklist

A specialized audit checklist for evaluating an organization's human resource security and awareness training practices in compliance with ISO 27001 requirements.

ISO 27001 Human Resource Security and Awareness Training Audit Checklist

by: audit-now
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About This Checklist

The ISO 27001 Human Resource Security and Awareness Training Audit Checklist is a vital tool for organizations seeking to strengthen their information security posture through effective personnel management and training. This checklist focuses on evaluating an organization's practices related to employee screening, security awareness education, and ongoing training programs in alignment with ISO 27001 standards. By systematically assessing HR security processes, employee onboarding procedures, security awareness initiatives, and role-based training programs, organizations can significantly reduce the risk of insider threats, enhance overall security culture, and ensure compliance with ISO 27001 requirements. This comprehensive checklist aids in identifying gaps in human resource security practices, improving security awareness among staff, and fostering a security-conscious workforce.

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Industry

Information Technology

Standard

ISO/IEC 27001 - Information Security Management

Workspaces

Training facilities
Corporate offices
Office Buildings

Occupations

Human Resources Manager
Information Security Training Specialist
Compliance Officer
Employee Development Coordinator
IT Security Awareness Program Manager
1
Is there a documented process for employee screening before hiring?
2
What topics are covered in the Security Awareness Training?
3
Is security awareness training conducted at least annually?
4
How many employees completed the security awareness training this year?
Min: 0
Target: 100
Max: 500
5
Is there a checklist to ensure all steps of the employee onboarding process are completed?
6
Is there documentation outlining the steps for employee termination?
7
When was the onboarding procedure last reviewed?
8
How many employee terminations were processed in the last year?
Min: 0
Target: 50
Max: 200
9
Is there a documented policy for mitigating insider threats?
10
What training is provided to employees regarding insider threats?
11
Are there monitoring systems in place to detect potential insider threats?
12
How many incidents of insider threats were reported in the last year?
Min: 0
Target: 5
Max: 100
13
How do employees perceive the organization's security culture?
14
What examples of good security practices are observed in the organization?
15
Does the organization communicate security updates regularly?
16
What percentage of employees participated in security training this year?
Min: 0
Target: 75
Max: 100
17
Does the organization hold ISO 27001 certification?
18
Describe the process used for risk assessment within the organization.
19
When was the last internal audit conducted for ISO 27001 compliance?
20
How many non-conformities were identified during the last audit?
Min: 0
Target: 3
Max: 50

FAQs

This checklist primarily covers Section A.7 (Human Resource Security) of ISO 27001 Annex A, focusing on security aspects before, during, and after employment.

The checklist includes items to verify that appropriate background checks, reference verifications, and security clearances are conducted for employees and contractors based on their roles and access levels.

Yes, it includes items to assess the comprehensiveness, frequency, and effectiveness of security awareness training programs for all staff, including new hires and temporary workers.

It includes items to evaluate the security aspects of the employee termination process, such as timely revocation of access rights, return of assets, and communication of ongoing confidentiality obligations.

Yes, the checklist includes items to verify that specialized security training is provided for roles with elevated privileges or access to sensitive information, such as IT administrators or data protection officers.

Benefits of ISO 27001 Human Resource Security and Awareness Training Audit Checklist

Enhances organizational security culture and employee awareness

Reduces risks associated with insider threats and human error

Ensures compliance with ISO 27001 human resource security requirements

Improves effectiveness of security awareness and training programs

Supports consistent application of security practices across the organization