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ISO 27001 Incident Management and Business Continuity Audit Checklist

A comprehensive audit checklist for evaluating an organization's incident management and business continuity processes in compliance with ISO 27001 requirements, focusing on incident detection, response, recovery, and continuous improvement.

ISO 27001 Incident Management and Business Continuity Audit Checklist

by: audit-now
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About This Checklist

The ISO 27001 Incident Management and Business Continuity Audit Checklist is a vital tool for organizations striving to maintain robust information security practices and ensure operational resilience. This checklist focuses on evaluating an organization's preparedness for handling security incidents and maintaining business continuity in line with ISO 27001 standards. By systematically assessing your incident response capabilities and business continuity plans, you can identify gaps, improve your ability to detect and respond to security events, and minimize potential disruptions to your operations. This comprehensive checklist helps organizations build a proactive approach to incident management, ensuring quick recovery from security breaches and maintaining stakeholder trust.

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Industry

Information Technology

Standard

ISO/IEC 27001 - Information Security Management

Workspaces

Security operations centers
Corporate offices
Disaster Recovery Sites

Occupations

Information Security Manager
Business Continuity Planner
Incident Response Coordinator
Risk Management Specialist
IT Disaster Recovery Specialist
1
Please provide a brief description of the incident.
2
What is the severity level of the incident?
3
Describe the actions taken in response to the incident.
4
When did the incident occur?
5
What was the date and time when the incident was detected?
6
What is the current status of the incident resolution?
7
How many personnel were involved in responding to the incident?
Min: 1
Target: 5
Max: 100
8
Was a post-incident review conducted?
9
What was the assessed impact level of the incident on business operations?
10
What was identified as the root cause of the incident?
11
What was the total downtime caused by the incident in hours?
Min: 0
Target: 2
Max: 48
12
When was the incident officially closed?
13
Please provide details of all communications made during the incident.
14
Were all relevant stakeholders notified about the incident?
15
What was the estimated cost incurred for managing the incident?
Min: 0
Target: 1000
16
Were lessons learned from the incident documented?

FAQs

This checklist covers incident detection and reporting, incident response procedures, business impact analysis, recovery strategies, testing and exercises, and continuous improvement of incident management processes.

By systematically evaluating incident management processes, the checklist helps organizations identify gaps, streamline response procedures, and ensure all necessary resources are in place to effectively handle security incidents.

The audit process should involve the incident response team, business continuity planners, IT security personnel, senior management, and representatives from key business units.

Incident response and business continuity plans should be tested at least annually, with more frequent tabletop exercises and simulations for critical systems and processes.

Yes, this checklist can assist in demonstrating robust incident management and business continuity practices, which are often key factors in cyber insurance underwriting and claims processes.

Benefits of ISO 27001 Incident Management and Business Continuity Audit Checklist

Ensures alignment with ISO 27001 incident management and business continuity requirements

Identifies weaknesses in current incident response and recovery processes

Helps minimize downtime and financial losses during security incidents

Facilitates the development of effective incident reporting and escalation procedures

Supports the creation and maintenance of comprehensive business continuity plans