SOX Financial Statement Certification Checklist

A comprehensive checklist for CEOs and CFOs in financial services companies to ensure thorough review and accurate certification of financial statements and disclosures in compliance with SOX Section 906 requirements.

SOX Financial Statement Certification Checklist
by: audit-now
4.7

Get Template

About This Checklist

The SOX Financial Statement Certification Checklist is a crucial tool for financial services organizations to ensure compliance with Section 906 of the Sarbanes-Oxley Act. This comprehensive checklist guides CEOs and CFOs through the process of certifying the accuracy and completeness of financial statements and disclosures. By implementing this checklist, organizations can enhance the reliability of their financial reporting, strengthen internal controls, and maintain investor confidence. Regular use of this SOX certification checklist enables executives to fulfill their legal responsibilities, mitigate risks of misreporting, and demonstrate commitment to transparent and accurate financial disclosure.

Learn more

Industry

Financial Services

Standard

Sarbanes-Oxley Act (SOX) Section 906

Workspaces

Executive offices
Finance departments

Occupations

Chief Executive Officer
Chief Financial Officer
Corporate Controller
Financial Reporting Manager
Internal Audit Director

Get Early Access to Advanced Features

Join our early access program to fully cover your auditing processes with nonconformances, team access, multi-organization support, advanced analytics and more...

Generate AI-powered checklists tailored to your needs

Generate AI-powered checklists tailored to your needs

Access a vast library of checklists for every industry

Access a vast library of checklists for every industry

Create your own profile, connect with other professionals

Create your own profile, connect with other professionals

Get Early AccessOrder Fulfilment